-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJ6CMxAM7zJ9wRU9i7jtr6MelINt2gIw08Dw6oZZbMlhVLsXvGXvnIXRaOJbgPF6 QZCcyaJi5rIalhaAVPM5Lw== 0000914260-00-000014.txt : 20000211 0000914260-00-000014.hdr.sgml : 20000211 ACCESSION NUMBER: 0000914260-00-000014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSS A T CO CENTRAL INDEX KEY: 0000025793 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 050126220 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11024 FILM NUMBER: 531474 BUSINESS ADDRESS: STREET 1: ONE ALBION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013331200 MAIL ADDRESS: STREET 1: ONE ALBION ROAD CITY: LINCOLN STATE: RI ZIP: 02865 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOSS RUSSELL A CENTRAL INDEX KEY: 0000939749 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 050126220 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE ALBION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4012331200 SC 13G/A 1 SCHEDULE 13-G AMENDMENT NO. 9 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) A.T. CROSS COMPANY ------------------ (Name of Issuer) Class A Common Stock, $1 Par Value ---------------------------------- (Title of class of securities) 227478104 --------- (CUSIP number) (A fee is not being paid with this statement.) SCHEDULE 13G (Amendment No. 9) 1) Name of Reporting Person. Russell A. Boss --------------- 2) Check the Appropriate box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] 3) SEC Use Only...................................... 4) Citizenship or Place of Organization. United States ------------- (5) Sole Voting Power: 316,449 (includes shares acquirable within Number of ------------------------------------------ Shares Bene- 60 days through exercise of stock options) ficially ------------------------------------------ Owned By (6) Shared Voting Power: 1,557,000 (3,361,800 if Class B common Each Report- --------------------------------------- ing Person stock beneficially owned is converted to Class A common stock) With -------------------------------------------------------------- (7) Sole Dispositive Power: 316,449 (see comment under Item 5) ---------------------------------- (8) Shared Dispositive Power: 1,557,000 (3,361,800 if Class B -------------------------------- common stock beneficially owned is converted to Class A -------------------------------------------------------- common stock) ------------- 9)_______Aggregate Amount Beneficially Owned by Each Reporting Person. 3,707,496 (assumes conversion of all outstanding Class B common stock to Class A - -------------------------------------------------------------------------------- common stock and exercise of all options exercisable within 60 days). - --------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). N/A 11) Percent of Class Represented by Amount in Row 9. 21.5% (assumes --------------- conversion of all outstanding Class B common stock to Class A common stock and - -------------------------------------------------------------------------------- exercise of all options exercisable within 60 days held by the Reporting - -------------------------------------------------------------------------------- Person). - -------- 12) Type of Reporting Person (See Instructions). IN ---- Item 1(a). Name of Issuer. --------------- A.T. Cross Company. Item 1(b). Address of Issuer's Principal Executive Offices. ------------------------------------------------ One Albion Road, Lincoln, Rhode Island 02865 Item 2(a). Name of Person Filing. ---------------------- Russell A. Boss. Item 2(b). Address of Principal Business Office. ------------------------------------- One Albion Road, Lincoln, Rhode Island 02865. Item 2(c). Citizenship. ------------ United States. Item 2(d). Title of Class of Securities. ----------------------------- Class A Common Stock, $1.00 Par Value. Item 2(e). CUSIP Number. ------------- 227478104 Item 3. Not applicable. Item 4. Ownership. ---------- (a) Amount Beneficially Owned. -------------------------- 64,962 shares held directly 180,481 shares acquirable pursuant to options exercisable within 60 days 29,247 shares held by wife and children 1,557,000 shares held indirectly as co-trustee of trusts 71,006 shares held for his account by A.T. Cross Company Profit Sharing Plan 1,804,800 shares which may be acquired by conversion of Class B Common Stock held as trustee (b) Percent of Class. The shares of Common Stock beneficially owned by Mr. Boss represent 21.5% (assumes conversion of all outstanding shares of Class B common stock to an equal number of shares of Class A common stock and exercise of all options exercisable within 60 days). (c) Number of shares of Common Stock as to which Mr. Boss has: (i) sole power to vote or to direct the vote: 316,449 (including ------------------ shares subject to stock options exercisable within 60 days) ----------------------------------------------------------- (ii) shared power to vote or to direct the vote: 1,557,000 --------- (3,361,800 if all Class B shares are converted to Class A ------------------------------------------------------------ shares) ------- (iii)sole power to dispose or to direct the disposition of: 316,449 (including shares subject to stock options ------------------------------------------------------------ exercisable within 60 days) --------------------------- (iv) shared power to dispose or to direct the disposition of: 1,557,000 (3,361,800 if all Class B shares are converted to ------------------------------------------------------------ Class A shares) --------------- Item 5. Ownership of Five Percent or Less of a Class. --------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. ---------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. ------------------------------- Not applicable. Item 10. Certification. -------------- Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2000 /s/Russell A. Boss ------------------ Russell A. 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